Investment advisers
45,304 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 43001 | Soul Ventures Group Holdings Limited CRD 342510 | Inverness, Scotland | Investment Adviser | — | 06/17/2026 | ☆ | |||
| 43002 | Sound Advice Financial Inc. CRD 327104 | Bannockburn, IL | Investment Adviser | — | 13 | 02/20/2026 | ☆ | ||
| 43003 | Sound Asset Management Group, Llc CRD 145330 | Brooklyn, NY | Investment Adviser | — | 1 | 07/27/2026 | ☆ | ||
| 43004 | Sound Development, Llc CRD 283211 | Santa Monica, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43005 | Sound Financial Investment Management, Llc CRD 163025 | Vandalia, OH | Investment Adviser | — | 3 | 06/23/2026 | ☆ | ||
| 43006 | Sound Financial Planning Llc CRD 338895 | Investment Adviser | — | 1 | 02/23/2026 | ☆ | |||
| 43007 | Sound Financial Solutions, Inc. CRD 292256 | Bloomington, IL | Investment Adviser | — | 6 | 1 | 03/10/2026 | ☆ | |
| 43008 | Sound Investment Strategies, Inc. CRD 143842 | Investment Adviser | — | 1 | 04/14/2026 | ☆ | |||
| 43009 | Sound Money Management, Inc. CRD 154752 | Investment Adviser | — | 1 | 10/08/2025 | ☆ | |||
| 43010 | Soundbytes Ii Management, Llc CRD 309887 | Investment Adviser | — | 04/01/2026 | ☆ | ||||
| 43011 | Soundpost Advisory, Llc CRD 306215 | Investment Adviser | — | 1 | 08/05/2022 | ☆ | |||
| 43012 | Soundwaves Management, Llc CRD 328728 | Santa Monica, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43013 | Sounion Capital Management, Llc CRD 170473 | Investment Adviser | — | 03/27/2026 | ☆ | ||||
| 43014 | Sourdough Ventures, Llc CRD 340428 | Investment Adviser | — | 02/06/2026 | ☆ | ||||
| 43015 | South Africa Alpha Capital Management Ltd. CRD 282692 | Hamilton | Investment Adviser | — | 06/29/2026 | ☆ | |||
| 43016 | South Avenue Investment Partners, Llc CRD 150267 | Investment Adviser | — | 1 | 09/23/2026 | ☆ | |||
| 43017 | South Bay Partners Llc CRD 307534 | South San Francisco, CA | Investment Adviser | — | 05/27/2026 | ☆ | |||
| 43018 | South Congress Ventures Llc CRD 336789 | Investment Adviser | — | 03/25/2026 | ☆ | ||||
| 43019 | South Dakota First Capital Management, Llc CRD 328241 | Investment Adviser | — | 03/31/2026 | ☆ | ||||
| 43020 | South Gate Labs, Inc CRD 340661 | Miami, FL | Investment Adviser | — | 04/28/2026 | ☆ | |||
| 43021 | South Harbor Management Llc CRD 311952 | Little Rock, AR | Investment Adviser | — | 02/27/2026 | ☆ | |||
| 43022 | South Loop Ventures Management, Llc CRD 331484 | Houston, TX | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43023 | South Mountain Fund Management Llc CRD 342882 | Investment Adviser | — | 10/08/2026 | ☆ | ||||
| 43024 | South Park Commons Management, Llc CRD 297292 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43025 | South Shore Asset Management, Llc CRD 145332 | Bradenton, FL | Investment Adviser | — | 03/26/2024 | ☆ | |||
| 43026 | Southeast Investments, N.C., Inc. CRD 43035 | Charlotte, NC | Insurance-Affiliated | — | 0 | 2 | 03/27/2020 | ☆ | |
| 43027 | Southern Capital Group Private Limited CRD 167380 | Singapore | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 43028 | Southern Cross Group Management, L.P. CRD 269925 | Santiago | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 43029 | Southern Cross Investment Partners Sl. CRD 334400 | Madrid | Investment Adviser | — | 03/10/2026 | ☆ | |||
| 43030 | Southern Oak Capital, Llc CRD 309933 | Birmingham, AL | Investment Adviser | — | 03/12/2026 | ☆ | |||
| 43031 | Southern Ridges Capital Pte. Ltd. CRD 299146 | Singapore | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 43032 | Southold Asset Management, Inc. CRD 333908 | Investment Adviser | — | 0 | 1 | 01/31/2025 | ☆ | ||
| 43033 | Sovereign Bay Advisors Llc CRD 337245 | Naperville, IL | Investment Adviser | — | 03/27/2026 | ☆ | |||
| 43034 | Sovereign Capital Advisers CRD 342629 | Investment Adviser | — | 0 | 1 | 08/23/2026 | ☆ | ||
| 43035 | Sovereign Capital Partners Llp CRD 159947 | London | Investment Adviser | — | 05/13/2026 | ☆ | |||
| 43036 | Sozo Ventures Llc CRD 288073 | Redwood City, CA | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 43037 | Sp Capital Partners, Llc CRD 297220 | New York, NY | Investment Adviser | — | 08/11/2026 | ☆ | |||
| 43038 | Sp Global Advisors Llc CRD 335320 | Los Angeles, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 43039 | Sp Ventures Gestora De Recursos Ltda CRD 334712 | Investment Adviser | — | 03/09/2026 | ☆ | ||||
| 43040 | Space Fund, Inc. CRD 315322 | Houston, TX | Investment Adviser | — | 04/09/2026 | ☆ | |||
| 43041 | Space Summit Capital Llc CRD 312613 | Investment Adviser | — | 03/11/2026 | ☆ | ||||
| 43042 | Space.Vc Management Company, Llc CRD 331270 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 43043 | Spacecadet Ventures, Llc CRD 316985 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 43044 | Spacefaring Ventures Llc CRD 342085 | Investment Adviser | — | 04/03/2026 | ☆ | ||||
| 43045 | Spalding, Steven CRD 317060 | Investment Adviser | — | 0 | 1 | 12/11/2025 | ☆ | ||
| 43046 | Span Investment Management Company Llc CRD 340578 | Investment Adviser | — | 01/23/2026 | ☆ | ||||
| 43047 | Spanish Oak Capital, Llc CRD 342287 | Investment Adviser | — | 05/12/2026 | ☆ | ||||
| 43048 | Spann Capital, Llc CRD 332708 | Investment Adviser | — | 03/06/2025 | ☆ | ||||
| 43049 | Spar Ventures Management, Llc CRD 339649 | Investment Adviser | — | 03/18/2026 | ☆ | ||||
| 43050 | Spark Capital Partners, Llc CRD 161231 | Boston, MA | Investment Adviser | — | 03/27/2026 | ☆ |