Investment advisers
45,305 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 44051 | Tpe Boulder Inc. CRD 307700 | Boulder, CO | Investment Adviser | — | 03/10/2020 | ☆ | |||
| 44052 | Tpe Manager Llc CRD 330414 | Lafayette, CA | Investment Adviser | — | 04/23/2024 | ☆ | |||
| 44053 | Tpl Investment Management, Llc CRD 322584 | Investment Adviser | — | 03/08/2026 | ☆ | ||||
| 44054 | Tq Ventures Llc CRD 313268 | New York, NY | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44055 | Tqs Advisors Llc CRD 314786 | Investment Adviser | — | 02/10/2026 | ☆ | ||||
| 44056 | Tquila Fund Of Founders Limited CRD 342822 | London | Investment Adviser | — | 06/15/2026 | ☆ | |||
| 44057 | Tr Capital Management Company Limited CRD 312000 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44058 | Tr Capital Management International Limited CRD 311999 | Hong Kong | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44059 | Trabd, Llc CRD 314656 | Lafayette, CA | Investment Adviser | — | 03/11/2025 | ☆ | |||
| 44060 | Traction Capital, Llc CRD 302084 | Wayata, MN | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 44061 | Trade Planner Llc CRD 171395 | Investment Adviser | — | 12/08/2014 | ☆ | ||||
| 44062 | Tradecraft Capital, Llc CRD 293637 | Austin, TX | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44063 | Trademark Property Company CRD 281897 | Fort Worth, TX | Investment Adviser | — | 03/19/2026 | ☆ | |||
| 44064 | Tradewaters Investment Management Llc CRD 340489 | Investment Adviser | — | 03/26/2026 | ☆ | ||||
| 44065 | Tradex Global Advisors, Llc CRD 139000 | Greenwich, CT | Investment Adviser | — | 02/02/2026 | ☆ | |||
| 44066 | Trading Central Americas, Inc CRD 141855 | Paris | Investment Adviser | — | 22 | 4 | 03/30/2026 | ☆ | |
| 44067 | Trafalgar Capital Management (Hk) Limited CRD 163587 | Hong Kong | Investment Adviser | — | 09/21/2026 | ☆ | |||
| 44068 | Trafalgar Copley Limited CRD 163627 | Auckland | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 44069 | Trail Mix Ventures, Lp CRD 309090 | Investment Adviser | — | 03/13/2026 | ☆ | ||||
| 44070 | Trailblazer Wealth Management, Llc CRD 339852 | Investment Adviser | — | 1 | 08/19/2026 | ☆ | |||
| 44071 | Trailhead Capital Management Llc CRD 315272 | Denver, CO | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44072 | Trajectory Financial Planning Llc CRD 321904 | Investment Adviser | — | 0 | 1 | 03/10/2026 | ☆ | ||
| 44073 | Tramway Ventures, Llc CRD 328442 | Albuquerque, NM | Investment Adviser | — | 03/24/2026 | ☆ | |||
| 44074 | Tran Partnership, Llc CRD 325388 | Investment Adviser | — | 03/16/2026 | ☆ | ||||
| 44075 | Trancoso Capital Management, Llc CRD 169372 | Investment Adviser | — | 03/31/2025 | ☆ | ||||
| 44076 | Traner Smith Wealth Management, Inc. CRD 153166 | Edmonds, WA | Investment Adviser | — | 1 | 03/27/2026 | ☆ | ||
| 44077 | Tranquility Path Investment Advisors, Llc CRD 156518 | Matawan, NJ | Investment Adviser | — | 0 | 3 | 03/31/2026 | ☆ | |
| 44078 | Transasia Private Capital Limited CRD 306916 | Central | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 44079 | Transatlantic Highway Ventures, Llc CRD 340143 | Investment Adviser | — | 02/06/2026 | ☆ | ||||
| 44080 | Transcend Ai Llc CRD 332999 | Investment Adviser | — | 01/27/2026 | ☆ | ||||
| 44081 | Transcend Management, Llc CRD 308595 | San Francisco, CA | Investment Adviser | — | 03/30/2026 | ☆ | |||
| 44082 | Transform Capital Management Llc CRD 318585 | Investment Adviser | — | 03/30/2026 | ☆ | ||||
| 44083 | Transform Management Company, Llc CRD 318152 | San Francisco, CA | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 44084 | Transformation Capital Partners, L.P. CRD 307367 | Boston, MA | Investment Adviser | — | 03/20/2026 | ☆ | |||
| 44085 | Transition Global Management Limited CRD 331421 | London, Uk | Investment Adviser | — | 03/26/2026 | ☆ | |||
| 44086 | Transition Investment Group, Llc CRD 277108 | Investment Adviser | — | 10/10/2016 | ☆ | ||||
| 44087 | Transition Planning & Guidance, Llc CRD 167866 | Investment Adviser | — | 1 | 03/13/2026 | ☆ | |||
| 44088 | Transitions First Management Company CRD 290773 | Investment Adviser | — | 03/19/2026 | ☆ | ||||
| 44089 | Translink Capital Japan, Llc CRD 301360 | Palo Alto, CA | Investment Adviser | — | 03/23/2026 | ☆ | |||
| 44090 | Translink Capital, Llc CRD 156262 | Palo Alto, CA | Investment Adviser | — | 06/09/2026 | ☆ | |||
| 44091 | Transmedia Capital, Llc CRD 243789 | San Francisco, CA | Investment Adviser | — | 03/31/2026 | ☆ | |||
| 44092 | Transparent 401 K, Llc CRD 158308 | Insurance-Affiliated | — | 0 | 1 | 03/31/2026 | ☆ | ||
| 44093 | Transparent Wealth Solutions Llc CRD 335286 | Investment Adviser | — | 0 | 1 | 01/26/2026 | ☆ | ||
| 44094 | Transportation Technology Ventures, Llc CRD 283383 | Portland, OR | Investment Adviser | — | 01/30/2026 | ☆ | |||
| 44095 | Trapital Ventures, Llc CRD 328112 | Investment Adviser | — | 03/07/2026 | ☆ | ||||
| 44096 | Trauman, Mark Bradley CRD 121482 | Sewickley, PA | Insurance-Affiliated | — | 0 | 3 | 03/16/2026 | ☆ | |
| 44097 | Traveller Capital Advisors, Llc CRD 169079 | Dallas, TX | Investment Adviser | — | 03/18/2026 | ☆ | |||
| 44098 | Traxion Capital Partners Mgt, Llc CRD 327248 | San Francisco, CA | Investment Adviser | — | 03/11/2026 | ☆ | |||
| 44099 | Trcm Capital Advisors Llc CRD 341312 | South Miami, FL | Investment Adviser | — | 06/22/2026 | ☆ | |||
| 44100 | Trcm Im Llc CRD 341510 | South Miami, FL | Investment Adviser | — | 06/22/2026 | ☆ |