AUMdb

Municipal Securities Rulemaking Board

EIN 521042433 · 501(c)(6) · Public charity · Washington, DC · recognized 1989

Assets
$84.1M
Revenue
$56.1M
Expenses
$49.2M
Investment income
$1.2M

Form 990 fiscal year ended 09/30/2024

Investment managers

Advisory firms linked via Form 990 Part VII independent contractors.

No linked investment managers yet.

Highest-paid contractors

Form 990 Part VII-B, independent contractors paid over $100k.

Contractor Services Compensation
Amazon Web Services Inc Cloud service provider $4,667,123
Hitachi Digital Services Llc Software development $2,192,846
Cc Pace Systems Inc Software devlopment $1,613,329
Accenture Federal Services Software development $1,429,763
Arshil Llc Software development $432,099

Officers & directors

Form 990 Part VII-A for the latest fiscal year.

Name Title Compensation Other
Mark T Kim President and ceo $721,384 $61,597
John A Bagley Chief market structure officer $513,519 $67,954
Jacob Lesser General counsel $467,611 $25,606
Brian Anthony Chief product officer $396,117 $57,068
John Toye Chief informaton officer $355,359 $62,416
Simon Wu Chief economist $324,903 $40,791
Tangie Davis Chief of staff (as of 08/2024) $323,363 $45,318
Nanette Lawson Former chief operating officer $321,119 $47,605
Jill Furick Chief people officer (thru 12/2023) $320,283 $39,119
Leah Szarek Chief of ext. relat.(thru 12/2023) $316,006 $30,097
Sally Klemperer Senior associate general counsel $314,053 $45,436
Omer Ahmed Chief financial officer $304,894 $61,644
Saliha Olgun Interim chief reg off.(thru 10/2023) $304,677 $60,919
Marcelo Vieira Senior dir, research & mrkt transp. $290,647 $30,439
Ronald Smith Corporate secretary $270,971 $36,562
Shambreia Joiner Sr. director, regulatory compl. $262,093 $39,158
Bonnie Moynihan Controller $258,772 $29,146
Sara Majroh Fmr. off./sr. mgr., corp. governance $192,198 $28,166
Ernesto Lanza Chief regulatory & policy officer $170,553 $19,696
Ijeoma Lasebikan Director, human resources $161,371 $46,493
Emmett Cusson Former chief technology officer $153,586 $9,641
Gail Marshall Former chief regulatory officer $122,083 $15,448
Jessica Faucette Fmr. off/sr. govt. & public aff. $108,120 $19,998
Meredith L Hathorn Director, board chair $105,000 $0
Angelia Schmidt Dir, board vice chair(as of 10/2023) $76,250 $0
Jennie Huang Bennett Director $75,000 $0
Thalia Meehan Director $72,500 $0
Carol Kostik Former director, board vice chair $67,500 $0
Warren Daniels Director $67,500 $0
Katano Kasaine Director $67,500 $0
Horatio L Porter Director $67,500 $0
David F Belton Director $65,000 $0
Natasha A Holiday Director $65,000 $0
Elizabeth Sweeney Director $65,000 $0
Francis E Fairman Iv Former director $48,750 $0
Daniel Kiley Former director $48,750 $0
Donna M Simonetti Former director $48,750 $0
Jill Jaworski Former director $27,291 $0
Jerry W Ford Former director $19,277 $0
Alexander Chilton Director (as of 10/2023) $16,250 $0
Michael Craft Director (as of 10/2023) $16,250 $0
Pamela Frederick Director (as of 10/2023) $16,250 $0
Wendell Gaertner Director (as of 10/2023) $16,250 $0
Chris Kendall Director (as of 10/2023) $16,250 $0