Finra Regulation Inc
EIN 521959501 · 501(c)(6) · Public charity · Rockville, MD · recognized 1997
- Assets
- $94.1M
- Revenue
- $1.4B
- Expenses
- $872M
- Investment income
- $0
Form 990 fiscal year ended 12/31/2024
Investment managers
Advisory firms linked via Form 990 Part VII independent contractors.
No linked investment managers yet.
Highest-paid contractors
Form 990 Part VII-B, independent contractors paid over $100k.
| Contractor | Services | Compensation |
|---|---|---|
| Financial Industry Regulatory Authority | Management/admin | $625,455,884 |
Officers & directors
Form 990 Part VII-A for the latest fiscal year.
| Name | Title | Compensation | Other |
|---|---|---|---|
| Robert W Cook | President & ceo, ex officio | $3,472,973 | $629,827 |
| Todd T Diganci | Executive vice president/cfao | $1,739,416 | $631,092 |
| Gregory Ruppert | Executive vice president | $1,467,716 | $214,053 |
| Robert L D Colby | Evp and chief legal officer | $1,461,686 | $62,670 |
| Stephanie Dumont | Executive vice president | $1,109,862 | $156,018 |
| Richard W Berry | Executive vice president | $1,079,799 | $67,472 |
| Marcia E Asquith | Evp, board & external relations | $994,058 | $140,850 |
| William St Louis | Executive vice president | $930,024 | $173,829 |
| Eric W Noll | Regulatory policy committee, ex officio | $175,505 | $0 |
| Maureen Jensen | Chair, regulatory policy committee | $118,608 | $0 |
| Scott Curtis | Regulatory policy committee | $105,011 | $0 |
| Wendy Lanton | Regulatory policy committee - as of 12/5/24 | $103,964 | $0 |
| Moira A Kilcoyne | Regulatory policy committee | $100,475 | $0 |
| Deborah Bailey | Regulatory policy committee | $100,000 | $0 |
| Timothy C Scheve | Regulatory policy committee - thru 9/11/24 | $89,198 | $0 |
| John B Ehnes | Regulatory policy committee - thru 9/11/24 | $85,738 | $0 |
| Paige W Pierce | Regulatory policy committee - thru 9/11/24 | $76,912 | $0 |
| Lisa Fairfax | Regulatory policy committee - thru 4/5/24 | $50,220 | $0 |
| Ethiopis Tafara | Regulatory policy committee | $958 | $0 |
| James T Crowley | Regulatory policy committee | $737 | $0 |