Wedbush Securities Inc.
$308M reported client assets across 5 advisory firms in FY2023 annual amendments
Reported client assets over time
$112M
$292M
2017
2023
Same-firm comparison: 2 firms that reported Wedbush Securities Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Caldwell Sutter Capital, Inc. | $225M | $488M | 46.0% | 12/11/2023 |
| Robert L. Bender, Inc. Dba Robert Bender & Associates | $66.6M | $410M | 16.2% | 03/26/2024 |
| Amicorp Wealth Services Llc | $12.8M | $119M | 10.7% | 03/20/2024 |
| Abernathy Group Ii Llc | $4.2M | $66.6M | 6.3% | 01/25/2024 |
| Tr Capital Management, Llc | $90.4K | $133M | 0.1% | 03/27/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.