Scottrade, Inc.
$944M reported client assets across 8 advisory firms in FY2017 annual amendments
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Corda Investment Management, Llc | $365M | $1.0B | 35.0% | 02/27/2018 |
| Signet Financial Management, Llc | $215M | $820M | 26.3% | 03/19/2018 |
| Girard Advisory Services, Llc | $207M | $1.3B | 16.3% | 03/27/2018 |
| Gunderson Capital Management, Llc | $103M | $103M | 100.0% | 03/02/2018 |
| Upright Financial Corp | $20.9M | $46.5M | 45.0% | 05/01/2018 |
| N | $16.6M | $162M | 10.2% | 03/01/2018 |
| Tribeca Financial, Llc | $14.4M | $145M | 9.9% | 03/19/2018 |
| Cpr Investments Inc | $1.9M | $101M | 1.9% | 01/19/2018 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.