Td Securities Inc.
$426M reported client assets across 3 advisory firms in FY2022 annual amendments
Reported client assets over time
$1.1M
$152M
2020
2022
Same-firm comparison: 2 firms that reported Td Securities Inc. in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2020 is shown but partial — only FY2020: 1 cohort firms. No matched data for FY2017, FY2018, FY2019.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Wealhouse Capital Limited Partnership | $274M | $1.3B | 21.0% | 02/24/2023 |
| Glazer Capital, Llc. | $150M | $5.8B | 2.6% | 03/31/2023 |
| The Pinnacle Financial Group | $2.2M | $802M | 0.3% | 02/14/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.