Hsbc Securities Services
$41.9B reported client assets across 7 advisory firms in FY2020 annual amendments
Reported client assets over time
$21.8B
$41.7B
2017
2020
Same-firm comparison: 6 firms that reported Hsbc Securities Services in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Abrdn Investments Limited | $21.8B | $195B | 11.2% | 03/31/2021 |
| Hsbc Global Asset Management (Usa) Inc. | $17.2B | $130B | 13.2% | 03/23/2021 |
| Muzinich & Co., Inc. | $1.2B | $35.8B | 3.4% | 03/30/2021 |
| Tt International Asset Management Ltd | $700M | $10.9B | 6.4% | 03/31/2021 |
| Ns Management Ltd | $360M | $773M | 46.5% | 03/26/2021 |
| Itau Usa Asset Management Inc. | $273M | $7.2B | 3.8% | 03/31/2021 |
| Moneda Usa, Inc. | $215M | $1.5B | 14.5% | 03/31/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.