Tradestation Securities, Inc.
$147M reported client assets across 4 advisory firms in FY2023 annual amendments
Reported client assets over time
$10
$14.2M
2021
2023
Same-firm comparison: 1 firms that reported Tradestation Securities, Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Chronim Investments Inc. | $139M | $215M | 64.7% | 02/16/2024 |
| Autumn Wind Asset Management Inc | $8.3M | $165M | 5.0% | 03/07/2024 |
| Swan Global Investments, Llc | $160K | $2.1B | 0.0% | 03/20/2024 |
| Swan Global Management Llc | $160K | $2.1B | 0.0% | 03/22/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.