Transamerica Financial Advisors, Inc
$726M reported client assets across 5 advisory firms in FY2020 annual amendments
Reported client assets over time
$122M
$724M
2017
2020
Same-firm comparison: 4 firms that reported Transamerica Financial Advisors, Inc in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018 are shown but partial — only FY2017: 2 cohort firms, FY2018: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| North Pier Fiduciary Management, Llc | $320M | $2.1B | 15.3% | 03/26/2021 |
| Alpha Investment Consulting Group, Llc | $239M | $394M | 60.5% | 03/25/2021 |
| Cannon Financial Strategists, Inc. | $140M | $982M | 14.3% | 03/31/2021 |
| Bac Capital Advisors Llc | $25.9M | $255M | 10.1% | 03/24/2021 |
| Wilsey Asset Management Incorporated | $1.4M | $360M | 0.4% | 03/29/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.