Fmr Llc
$1.6B reported client assets across 3 advisory firms in FY2021 annual amendments
Reported client assets over time
$53.0M
$1.6B
2017
2021
Same-firm comparison: 3 firms that reported Fmr Llc in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Pinnacle Associates, Ltd. | $1.0B | $7.7B | 13.4% | 03/31/2022 |
| Asset Dedication, Llc | $581M | $2.0B | 28.8% | 03/29/2022 |
| Access Financial Services, Inc. | $575K | $346M | 0.2% | 02/24/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.