First Republic Securities Company, Llc
$415M reported client assets across 5 advisory firms in FY2021 annual amendments
Reported client assets over time
$396K
$334M
2017
2021
Same-firm comparison: 2 firms that reported First Republic Securities Company, Llc in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Foster Dykema Cabot & Partners, Llc | $334M | $1.7B | 19.3% | 03/30/2022 |
| Cove Street Capital, Llc | $54.0M | $600M | 9.0% | 03/28/2022 |
| Ls Bdc Adviser, Llc | $17.0M | $44.8M | 37.9% | 03/31/2022 |
| Southwind Associates Of Nj Inc. | $9.8M | $285M | 3.4% | 03/30/2022 |
| Tr Capital Management, Llc | $154K | $74.6M | 0.2% | 03/30/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.