Ameriprise Financial Services, Inc.
$13.8B reported client assets across 3 advisory firms in FY2022 annual amendments
Reported client assets over time
$106M
$137M
2020
2022
Same-firm comparison: 1 firms that reported Ameriprise Financial Services, Inc. in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. No matched data for FY2019.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Allspring Global Investments, Llc | $13.6B | $367B | 3.7% | 03/24/2023 |
| Oak Ridge Investments, Llc | $137M | $708M | 19.3% | 03/09/2023 |
| Lunt Capital Management Inc. | $79.3M | $467M | 17.0% | 03/28/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.