Carta Securities, Llc
$73.3M reported client assets across 2 advisory firms in FY2020 annual amendments
Reported client assets over time
$2.4M
$73.3M
2017
2020
Same-firm comparison: 2 firms that reported Carta Securities, Llc in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017 is shown but partial — only FY2017: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Inherent Group, Lp | $64.4M | $893M | 7.2% | 03/31/2021 |
| Alerce Investment Management, L.P. | $8.8M | $323M | 2.7% | 03/30/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.