Capital One Financial Corporation
$19.3M reported client assets across 1 advisory firms in FY2019 annual amendments
Reported client assets over time
$19.3M
$19.3M
2018
2019
Same-firm comparison: 1 firms that reported Capital One Financial Corporation in both FY2018 and FY2019 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Vestmark Advisory Solutions, Inc. | $19.3M | $1.0B | 1.9% | 03/27/2020 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.