American Stock Transfer & Trust Co. Llc
$13.1M reported client assets across 3 advisory firms in FY2022 annual amendments
Reported client assets over time
$13.1M
$20.9M
2020
2022
Same-firm comparison: 3 firms that reported American Stock Transfer & Trust Co. Llc in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Column Park Asset Management, Lp | $8.7M | $186M | 4.7% | 03/31/2023 |
| Wasserstein Management, Lp | $3.2M | $640M | 0.5% | 03/29/2023 |
| Cmt Asset Management Llc | $1.2M | $389M | 0.3% | 03/30/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.