Newport Group Securities, Inc.
$152M reported client assets across 4 advisory firms in FY2021 annual amendments
Reported client assets over time
Same-firm comparison: 4 firms that reported Newport Group Securities, Inc. in both FY2020 and FY2021 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 1 cohort firms, FY2019: 2 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| N | $88.5M | $858M | 10.3% | 03/16/2022 |
| N | $34.0M | $196M | 17.3% | 03/19/2022 |
| Smith Financial Investment Advisors, Inc. | $26.4M | $319M | 8.3% | 03/29/2022 |
| Gradient Investments, Llc | $2.6M | $4.4B | 0.1% | 02/16/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.