Vanguard Financial Group, Inc.
$148M reported client assets across 2 advisory firms in FY2023 annual amendments
Reported client assets over time
$136M
$160M
2021
2023
Same-firm comparison: 1 firms that reported Vanguard Financial Group, Inc. in both FY2022 and FY2023 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Quantitative Process, Llc | $147M | $408M | 36.0% | 03/07/2024 |
| Leconte Wealth Management, Llc | $1.2M | $262M | 0.5% | 02/14/2024 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.