Broadridge Financial Solutions, Inc.
$245M reported client assets across 3 advisory firms in FY2025 annual amendments
Reported client assets over time
$162M
$221M
2022
2025
Same-firm comparison: 2 firms that reported Broadridge Financial Solutions, Inc. in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2022 is shown but partial — only FY2022: 1 cohort firms. No matched data for FY2020, FY2021.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Valley Wealth Strategies, Llc | $161M | $1.4B | 11.1% | 02/27/2026 |
| Golden K Wealth Management, Llc | $59.6M | $179M | 33.2% | 04/01/2026 |
| Jackson Avenue, Llc | $24.3M | $185M | 13.1% | 03/06/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.