Ucap Securities Llc
$84.3M reported client assets across 3 advisory firms in FY2025 annual amendments
Reported client assets over time
$3.3M
$25.2M
2021
2025
Same-firm comparison: 2 firms that reported Ucap Securities Llc in both FY2024 and FY2025 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2021, 2022, 2023 are shown but partial — only FY2021: 1 cohort firms, FY2022: 1 cohort firms, FY2023: 1 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Maceratio Llc | $59.1M | $1.2B | 5.0% | 03/09/2026 |
| Barnett Capital Advisors Llc | $20.5M | $161M | 12.7% | 03/16/2026 |
| Alpha Ria Llc | $4.7M | $54.1M | 8.7% | 07/20/2026 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.