SJ
Simon Joshua Liu
CRD 5635019
Firms
| Firm | Role | As of |
|---|---|---|
| Empirical Financial Services, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Empirical Financial Services, Llc
Chief Marketing Technology Officer & Member · Less than 5% · Mar 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗