AD
Alan David Bates
CRD 2137050
Firms
| Firm | Role | As of |
|---|---|---|
| Hamilton Bates Investment Research, Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Hamilton Bates Investment Research, Inc.
Secretary/Chief Compliance Officer · 25% – 50% · Jul 2012
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗