TW
Thomas Waters Grant
CRD 227594
Firms
| Firm | Role | As of |
|---|---|---|
| Wellington Shields Capital Management, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Wellington Shields Capital Management, Llc
Elected Manager · GP / trustee / elected manager · Oct 2024
-
Wellington Shields & Co., Llc
Managing Member · Less than 5% · Oct 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗