PM
Phillip Michael Plant
CRD 364393
Has disclosures
Firms
| Firm | Role | As of |
|---|---|---|
| Herndon Plant Oakley Ltd | Registered representative | 07/20/2026 |
| Springwater Advisors, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Herndon Plant Oakley Ltd
Limited Partner · 25% – 50% · Aug 2017
-
Springwater Advisors, Llc
Managing Member · 25% – 50% · Oct 2012
-
Springwater Advisors, Llc
Secretary · 25% – 50% · Oct 2012
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗