DL
David Leo Rosenow
CRD 1561780
Firms
| Firm | Role | As of |
|---|---|---|
| Ria Services, Llc | Registered representative | 07/20/2026 |
| Hbw Ria Services, Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Capital Wealth Advisors, Ltd.
Chief Compliance Officer · Less than 5% · Feb 2024
-
Ria Services, Llc
Member, Chief Compliance Officer · 10% – 25% · Feb 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗