NC
Nicholas Charles Bauer
CRD 3099440
Chartered Financial Analyst
Firms
| Firm | Role | As of |
|---|---|---|
| Operose Advisors Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Operose Advisors Llc
Founding Partner · Less than 5% · Dec 2024
-
Operose Advisors Llc
Manager And Member · 25% – 50% · Dec 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗