ML
Mark Leonard Springer
CRD 3168431
Firms
| Firm | Role | As of |
|---|---|---|
| Regent Wealth Management, Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Regent Wealth Management, Inc.
Chief Compliance Officer Shareholder Pres · 25% – 50% · Jul 2019
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗