DL
Dillon Lee Dougherty
CRD 6676496
Firms
| Firm | Role | As of |
|---|---|---|
| Independent Financial Group, Llc | Registered representative | 07/20/2026 |
| Dougherty & Associates Financial Advisors, Inc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Dougherty & Associates Financial Advisors, Inc.
Chief Financial Officer, Chief Compliance Officer, Director, Treasurer, Owner · 50% – 75% · Oct 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗