SG
Stephen Garrett Smith
CRD 4222732
Firms
| Firm | Role | As of |
|---|---|---|
| Kestra Advisory Services, Llc | Registered representative | 07/20/2026 |
| Kestra Investment Management, Llc. | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Kestra Investment Management, Llc.
Vp, Chief Compliance Officer · Less than 5% · Nov 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗