CA
Catherine Anne Smith
CRD 4327812
Chartered Financial Analyst
Firms
| Firm | Role | As of |
|---|---|---|
| Nobscot Investment Management Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Nobscot Investment Management Llc
Managing Member/Chief Compliance Officer · 75% or more · Sep 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗