SM
Stephen Matthew Banta
CRD 2491994
Firms
| Firm | Role | As of |
|---|---|---|
| Banta Asset Management Lp | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Banta Asset Management Lp
Chief Compliance Officer · Less than 5% · Jul 2024
-
Banta Asset Management Lp
Trustee · GP / trustee / elected manager · Jul 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗