SP
Sean Peter Rooney
CRD 2635431
Firms
| Firm | Role | As of |
|---|---|---|
| Prospect Financial Services Llc | Registered representative | 07/20/2026 |
Roster data from IAPD; titles from the firms' websites where enriched.
Ownership stakes
-
Prospect Financial Services Llc
Managing Partner And Chief Compliance Officer · 50% – 75% · Apr 2024
From Form ADV Schedule A/B filings.
Source
Registration data from IAPD (investment adviser representatives feed). View on IAPD ↗