AUMdb

The Alliance Of State Retail Associations 401(k) Plan & Trust

Sponsored by Retail Association Of Maine · EIN 010165117 · Plan #333

Total assets
$76.9M
Net assets
$76.8M
Active participants
5,822
With balances
1,827

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Atlas Fiduciary Services, Inc. CRD 321271 deterministic · 100% 2024
Cambridge Investment Research Advisors, Inc. CRD 134139 fuzzy_auto · 95% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Lincoln National Corporation Contract administrator $575,619
Atlas Pension Administrators Inc Recordkeeping $96,117
Atlas Fiduciary Services Investment advisory (plan) $74,249
Sagepoint Financial Inc Investment advisory (plan) $47,915
Cambridge Investment Research Investment advisory (plan) $22,952
Transamerica Retirement Solutions Recordkeeping, Float revenue, Participant loan processing $22,209
Transamerica Financial Life Ins Co. Insurance agents and brokers, Float revenue, Insurance services $9,913
Cambridge Investment Research Investment advisory (plan) $6,123