AUMdb

Lee & Hayes 401(k) Plan

Sponsored by Lee & Hayes, P.C. · EIN 831253059 · Plan #002

Total assets
$28.2M
Net assets
$28.1M
Active participants
132
With balances
181

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Richards, Merrill & Peterson, Inc. CRD 713 fuzzy_auto · 99% 2024
Coldstream Capital Management Inc CRD 108805 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Richards Merrill & Peterson Investment advisory (plan) $52,364
Empower Recordkeeping fees $20,235
Coldstream Wealth Management Investment advisory (participants) $18,227
Randall & Hurley Contract administrator $3,159
Charles Schwab Securities brokerage $209