Capital One Financial Corporation Associate Savings Plan
Sponsored by Capital One Financial Corporation · EIN 541719854 · Plan #002
- Total assets
- $12.0B
- Net assets
- $12.0B
- Active participants
- 45,199
- With balances
- 68,883
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Mercer Investments Llc CRD 133449 | deterministic · 100% | 2024 |
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Mercer Investments Llc | Investment management | $2,972,635 |
| Strategic Advisors, Inc. | Investment advisory (plan) | $2,771,599 |
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | $609,538 |
| Newport Trust Company | Investment management | $135,000 |