AUMdb

Operating Engineers Local 428 Annuity Trust Fund

Sponsored by Operating Engineers Local 428 Annuity Trust Fund · EIN 866025732 · Plan #002 · Phoenix, AZ

Total assets
$313M
Net assets
$313M
Active participants
8,185
With balances
8,185

Plan year beginning 01/01/2024 · Age/service weighted or new comparability

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Western Asset Management Company, Llc CRD 110441 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Jp Morgan Asset Management Investment management $124,886
Lsv Asset Management Investment management fees (direct) $110,403
Verus Advisors, Inc. Direct payment from the plan, Consulting (pension) $110,376
Western Asset Management Company Soft dollars commissions, Investment management fees (indirect), Investment management fees (direct) $104,898
Southwest Service Administrators Participant communication, Copying and duplicating, Recordkeeping $61,301
Segal Select Insurance Brokerage Insurance brokerage commissions $59,500
Panagora Asset Management, Inc. Investment management fees (direct) $46,463
Spencer Fane Llp Legal $32,358
Pnc Bank Custodial (securities) $30,583
Letterstream Copying and duplicating $22,131
Baldwin Moffitt Behm Llp Accounting $21,982
Weinberg, Roger & Rosenfeld Legal $13,602
The Segal Company Actuarial $10,000