AUMdb

Liveone 401(k) Retirement Plan

Sponsored by Liveone, Inc. · EIN 980657263 · Plan #001

Total assets
$15.8M
Net assets
$15.8M
Active participants
115
With balances
156

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Morningstar Investment Management Llc CRD 108031 fuzzy_auto · 94% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Resources Investment Advisors, Inc. Recordkeeping, Trustee (institutional), Other services $33,088
Adp, Inc. Participant loan processing, Direct payment from the plan, Recordkeeping $3,080
Adp Broker Dealer Sub-transfer agency fees, Shareholder servicing fees $0
Morningstar Retirement Manager Investment advisory (participants), Investment advisory (plan), Investment management $0