Landau Associates, Inc. 401(k) Profit Sharing Plan
Sponsored by Landau Associates, Inc. · EIN 911273329 · Plan #001
- Total assets
- $18.5M
- Net assets
- $18.5M
- Active participants
- 150
- With balances
- 160
Plan year beginning 07/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691 | fuzzy_auto · 93% | 2024 |
| Ubs Financial Services Inc. CRD 8174 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Principal Life Insurance Company | Contract administrator, Participant loan processing, Direct payment from the plan | $29,269 |
| Merrill Lynch Pierce Fenner & Smith | Consulting (pension), Investment advisory (plan), Direct payment from the plan | $28,071 |
| Ubs Financial Services | Investment advisory (participants), Investment advisory (plan), Direct payment from the plan | $5,698 |
| Merrill Lynch Retirement | Investment advisory (plan), Direct payment from the plan | $5,263 |
| Matrix Trust Company | Custodial (securities), Trustee (institutional), Investment advisory (participants) | $4,942 |