Roth Capital Partners, Llc 401(k) Plan
Sponsored by Roth Capital Partners, Llc · EIN 330947643 · Plan #001
- Total assets
- $65.0M
- Net assets
- $65.0M
- Active participants
- 240
- With balances
- 208
Plan year beginning 07/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Alliancebernstein L.P. CRD 108477 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Alliancebernstein L.P. | Investment advisory (plan) | $77,667 |
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | $31,272 |