Team Carolinas Inc. 401(k) Plan
Sponsored by Team Carolinas, Inc. · EIN 561854397 · Plan #001
- Total assets
- $1.7M
- Net assets
- $1.7M
- Active participants
- 388
- With balances
- 80
Plan year beginning 01/01/2021 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691 | fuzzy_auto · 93% | 2021 |
| Rockefeller Financial Llc CRD 291361 | deterministic · 100% | 2021 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Great West Life & Annuity Insurance | Recordkeeping fees | $16,152 |
| Merrill Lynch Pierce Fenner & Smith | Investment advisory (plan) | $7,951 |
| Rockefeller Financial Llc | Investment advisory (plan) | $1,822 |
| Advised Assets Group, Llc | Investment management | $584 |
Filing history
| Plan year | Assets | Participants | Source |
|---|---|---|---|
| 01/01/2021 | $1.7M | 388 | ack 20250711093225NAL0010147472001 |
| 01/01/2020 | $1.5M | 69 | ack 20250711092809NAL0004130947001 |