The Northern Trust Company Thrift Incentive Plan
Sponsored by The Northern Trust Company · EIN 361561860 · Plan #002
- Total assets
- $3.3B
- Net assets
- $3.3B
- Active participants
- 9,702
- With balances
- 13,938
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Financial Engines Advisors L.L.C. CRD 104510 | deterministic · 100% | 2024 |
| Invesco Capital Management Llc CRD 125601 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Edelman Financial Engines | Investment advisory (participants), Investment management fees (direct) | $779,654 |
| The Prudential Trust Company | Investment management, Investment management fees (direct), Soft dollars commissions | $441,231 |
| Invesco Capital Management | Investment management, Investment management fees (direct), Other fees | $273,694 |
| Fid Inv Inst Ops Co | Recordkeeping, Participant loan processing, Direct payment from the plan | $158,018 |
| The Northern Trust Company | Investment management, Direct payment from the plan, Float revenue | $101,265 |
| George Johnson & Company | Accounting, Direct payment from the plan | $30,000 |