AUMdb

Lee & Mason Financial Services, Inc. 401(k) Plan

Sponsored by Lee & Mason Financial Services, Inc · EIN 141722170 · Plan #002

Total assets
$28.9M
Net assets
$28.9M
Active participants
167
With balances
191

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Weaver Capital Management, Llc CRD 135037 deterministic · 100% 2024
Cerity Partners Llc CRD 151559 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Cerity Partners Llc Investment advisory (plan) $10,991
Nbt Bancorp, N.A. Trustee (institutional) $10,957
Weaver Capital Management Llc Investment advisory (plan) $5,234
Charles Schwab & Co., Inc. Shareholder servicing fees $87
Epic Retirement Plan Services Recordkeeping, Participant loan processing, Participant communication $0
Charles Schwab Trust Bank Custodial (securities), Float revenue $0