Morgan Stanley 401(k) Plan
Sponsored by Morgan Stanley Domestic Holdings, Llc · EIN 208764829 · Plan #003
- Total assets
- $22.2B
- Net assets
- $22.0B
- Active participants
- 54,084
- With balances
- 77,339
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| T. Rowe Price Associates, Inc. CRD 105496 | deterministic · 100% | 2024 |
| Westfield Capital Management Company, L.P. CRD 146990 | fuzzy_auto · 98% | 2024 |
| Pacific Investment Management Company Llc CRD 104559 | fuzzy_auto · 96% | 2024 |
| Fred Alger Management, Llc CRD 106750 | deterministic · 100% | 2024 |
| Westwood Management Corp CRD 110269 | deterministic · 100% | 2024 |
| Thompson Siegel & Walmsley Llc CRD 105726 | fuzzy_auto · 97% | 2024 |
| Shenkman Capital Management, Inc. CRD 112192 | deterministic · 100% | 2024 |
| Principal Global Investors, Llc CRD 109002 | deterministic · 100% | 2024 |
| Mercer Investments Llc CRD 133449 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| T. Rowe Price Associates, Inc. | Investment management, Direct payment from the plan, Investment management fees (direct) | $3,773,377 |
| Westfield Capital Management Co, Lp | Investment management, Soft dollars commissions, Investment management fees (direct) | $1,724,662 |
| State Street Global Advisrs Trst Co | Custodial (other), Custodial (securities), Investment management fees (direct) | $1,639,301 |
| Pacific Investment Mgmt Co Llc | Investment management, Investment management fees (direct) | $1,451,401 |
| Artisan Partners | Investment management fees (direct), Soft dollars commissions | $1,448,835 |
| Blackrock Institutional Trust Co | Trustee (institutional), Trustee (discretionary), Investment management | $1,267,210 |
| Westwood Management Corporation | Investment management, Investment management fees (direct), Investment advisory (plan) | $1,161,879 |
| Fred Alger Management Llc | Investment management, Investment management fees (direct), Soft dollars commissions | $1,099,930 |
| Fidelity Institutional Asset Mgmt | Investment management, Other services, Investment management fees (direct) | $913,515 |
| Thompson, Siegel & Walmsley Llc | Investment management, Investment management fees (direct), Soft dollars commissions | $811,667 |
| Shenkman Capital Management, Inc. | Investment management, Investment management fees (direct) | $598,961 |
| Principal Global Investors, Llc | Investment management, Investment management fees (direct), Soft dollars commissions | $563,822 |
| Mercer Investments Llc | Investment advisory (plan), Investment management fees (direct) | $246,182 |
| Deloitte & Touche Llp | Accounting, Direct payment from the plan | $115,000 |
| The Northern Trust Company | Trustee (institutional), Investment management, Direct payment from the plan | $111,255 |
| Alight Solutions Llc | Recordkeeping, Shareholder servicing fees, Direct payment from the plan | $80,750 |