U. A. Local No. 393 Defined Contribution Plan
Sponsored by Board Of Trustees Of The U.A. Local No. 393 Defined Contribution Plan · EIN 946075617 · Plan #003
- Total assets
- $772M
- Net assets
- $772M
- Active participants
- 2,095
- With balances
- 3,349
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Polen Capital Management, Llc CRD 106093 | deterministic · 100% | 2024 |
| Raymond James & Associates, Inc. CRD 705 | fuzzy_auto · 97% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Nwq Investments | Investment management, Investment management fees (direct) | $980,462 |
| Polen Capital Management Llc | Investment management, Investment management fees (direct) | $592,634 |
| Columbia Mgmt Investment Advisers | Investment management, Investment management fees (direct) | $439,962 |
| Raymond James & Associates, Inc. | Investment management, Investment management fees (direct) | $326,338 |
| Northwest Plan Services | Recordkeeping, Consulting (general), Direct payment from the plan | $264,219 |
| Benesys Administrators | Contract administrator, Direct payment from the plan | $207,386 |
| Kraw Law Group, Apc | Legal, Direct payment from the plan | $74,532 |
| Withumsmith+Brown, Pc | Accounting, Direct payment from the plan | $74,355 |
| Broadridge Matrix Trust Co | Custodial (securities), Trustee (institutional), Direct payment from the plan | $63,522 |
| Suzanne Needham | Employee (plan), Direct payment from the plan | $52,474 |
| Smart Source Llc | Copying and duplicating, Direct payment from the plan | $24,430 |
| Saltzman & Johnson Law Group | Legal, Direct payment from the plan | $12,065 |
| Marsh & Mclennan Agency Llc | Insurance agents and brokers | $0 |