Equity Settlement Services Inc 401(k) Plan
Sponsored by Equity Settlement Services Inc · EIN 113429460 · Plan #001
- Total assets
- $8.2M
- Net assets
- $8.2M
- Active participants
- 178
- With balances
- 151
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
No linked investment advisers.
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Adp, Inc. | Participant loan processing, Direct payment from the plan, Recordkeeping | $2,417 |
| Adp Broker Dealer | Distribution (12b-1) fees, Sub-transfer agency fees, Shareholder servicing fees | $0 |
| Nylife Securities | Other services, Other fees | $0 |