AUMdb

The Solomon R. Guggenheim Foundation 403(b) Retirement Plan

Sponsored by The Solomon R. Guggenheim Foundation · EIN 135562233 · Plan #002

Total assets
$56.3M
Net assets
$56.3M
Active participants
482
With balances
555

Plan year beginning 01/01/2024 · Total participant-directed account, Participant-directed brokerage accounts, Default investment account (QDIA)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Transamerica Retirement Advisors, Llc CRD 107319 fuzzy_auto · 94% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Capfinancial Partners Llc Consulting (general), Insurance services $29,848
Proskauer Legal, Direct payment from the plan $19,904
Transamerica Retirement Solutions Claims processing, Recordkeeping, Investment management $12,486
Brinker Capital Investment Consulting (general), Insurance services $5,141
Charles Schwab & Co., Llc Securities brokerage, Consulting fees $35
National Financial Services Securities brokerage, Securities brokerage commissions $0