AUMdb

Carrier Retirement Savings Plan

Sponsored by Carrier Global Corporation · EIN 834051582 · Plan #001

Total assets
$998M
Net assets
$998M
Active participants
10,233
With balances
12,851

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Morningstar Investment Management Llc CRD 108031 fuzzy_auto · 98% 2024
Alliancebernstein L.P. CRD 108477 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Alight Solutions Llc Recordkeeping, Direct payment from the plan, Other fees $689,439
State Street Global Advisors Custodial (other), Custodial (securities), Direct payment from the plan $252,797
State Street Bank And Trust Company Custodial (securities), Investment management, Direct payment from the plan $182,317
Morningstar Investment Mngmnt, Llc Investment management, Direct payment from the plan, Investment management fees (direct) $141,460
Willis Towers Watson Consulting (general), Investment advisory (plan), Direct payment from the plan $124,495
Alliancebernstein L.P. Investment management, Other services, Direct payment from the plan $77,000
Conduent Human Resource Servcs, Llc Consulting (general), Direct payment from the plan $70,686
Grant Thornton, Llp Accounting, Direct payment from the plan $27,000
Pershing Llc Shareholder servicing fees, Finders' fees/placement fees, Securities brokerage commissions $0
Alight Financial Solutions, Llc Securities brokerage, Finders' fees/placement fees, Distribution (12b-1) fees $0