B. Riley Financial, Inc. 401(k) Profit Sharing Plan
Sponsored by B. Riley Financial, Inc. · EIN 270223495 · Plan #001
- Total assets
- $290M
- Net assets
- $290M
- Active participants
- 1,336
- With balances
- 1,752
Plan year beginning 01/01/2024 · 401(k)
Linked investment advisers
Advisory firms matched from Schedule C service providers (investment codes 26-28).
| Firm | Match | Plan year |
|---|---|---|
| Strategic Advisors Llc CRD 125882 | deterministic · 100% | 2024 |
Service providers
Schedule C providers paid $5,000+ (large plans only).
| Provider | Services | Direct comp |
|---|---|---|
| Strategic Advisors, Inc. | Investment advisory (plan) | $32,962 |
| Fidelity Investments Institutional | Participant loan processing, Sub-transfer agency fees, Recordkeeping fees | $26,563 |
| Weinberg & Co. La, Llp | Accounting | $12,500 |