AUMdb

Morningstar, Inc. 401(k) Plan

Sponsored by Morningstar, Inc. · EIN 363297908 · Plan #001

Total assets
$1.0B
Net assets
$1.0B
Active participants
3,334
With balances
5,188

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Hightower Advisors, Llc CRD 145323 deterministic · 100% 2024
Jmg Financial Group Ltd CRD 110302 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Schwab Retirement Plan Services,Inc Recordkeeping, Direct payment from the plan, Recordkeeping fees $240,776
Hightower Advisors Llc Investment advisory (participants), Direct payment from the plan $10,800
Charles Schwab & Co., Inc. Securities brokerage, Direct payment from the plan, Float revenue $7,502
Jmg Financial Group Ltd Investment advisory (participants), Direct payment from the plan $5,863