AUMdb

Daiwa Capital Markets America Inc. Retirement Investment Plan

Sponsored by Daiwa Capital Markets America Inc. · EIN 135680329 · Plan #001

Total assets
$155M
Net assets
$155M
Active participants
301
With balances
449

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

No linked investment advisers.

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Pkf O'connor Davies, Llp Consulting fees $28,750
Merrill Lynch, Pierce, Fenner And S Recordkeeping, Investment management fees (indirect), Shareholder servicing fees $1,090